James Huddleston

My Services

I am an experienced compliance professional specializing in OTC derivatives (FX, Rates, Credit, Commodities), futures, and other complex financial products. I have over 5 years experience examining the compliance programs of some of the top investment banks (Goldman, Citi, Barclays, etc.) and look forward to helping your firm meet its regulatory obligations.

Advisory type

Accounting, Audit & Advisory, Consulting, Legal (& Notary)

Service line

Audit - Internal, Advisory - Management Consulting, Advisory - Organisation & Control, Advisory - Risk Consulting, Financial Services, Forensics & Litigation Support, Risk Management, Generalist, Operations, Risk Management, Banking & Finance, Crime & Fraud, Regulatory, Compliance & Corporate Governance

Expertise

I specialize in regulatory schemes applicable to OTC derivatives and examinations conducted by the NFA

Industry Specialization

Banking & Capital Markets, Consulting, Legal

Previous Employers

I worked for the National Futures Association for over 5 years (2016-2021).

College / University Degrees

Bachelor

Transylvania University

Specialized training, Certifications

Certified Fraud Examiner (CFE)